Directors & Officers (D&O) Liability

Directors & Officers (D&O) Liability Insurance protects individual directors and officers who are performing corporate duties for a mortgage banking firm against third-party lawsuits that arise from their role. Policies cover legal damages and the costs of legal defense, and are essential to attract and retain high-quality individuals for these positions.

Actions which may be covered by this policy include:

  • SEC enforcement actions
  • IPO and private placement representation
  • Shareholder disputes
  • Suits brought against employed lawyers
  • Professional services practices for failure to supervise employees